| Common Stock |
| Description | SIX Swiss Exchange listed registered shares. Each share carries one vote. |
Ticker Symbol | EPH |
Swiss Security Number | 1673866 |
| ISIN | VGG 290991014 |
| Shares Issued | 5'338'132 since 15 November, 2007 |
Reporting Obligation |
Pursuant to Article 7.6 – 7.8 of the Company’s Articles of Association: A Shareholder must notify the Company of the percentage of its shares outstanding he holds, directly or indirectly (or on account of another person who is a direct or indirect Shareholder), if such aggregate ownership reaches, exceeds or falls below 3%, 5%, 10%, 15%, 20%, 25%, 33%, 50% or 66% as a result of an acquisition or disposal of shares or any other form of financial instrument or derivative which results in an entitlement to acquire, on such Shareholder’s own initiative alone, shares of the Company”.
Any notification required to be made to the Company pursuant to this Regulation shall be effected as soon as possible, but not later than two business days after the change of ownership. |
Potential Penalty for Failing to Report |
If it shall come to the notice of the directors that any Shareholder has not, within the requisite period, made any notification required by this Regulation, the Company may (at the absolute discretion of the directors) at any time thereafter by notice (a “restriction notice”) to such Shareholder direct that, in respect of the shares in relation to which the default has occurred (the “default shares” which expression shall include any further shares which are issued in respect of any default shares), the Shareholder shall not be entitled to be present or to vote on any question, either in person or by proxy, at any general meeting of the Company or separate general meeting of the holders of any class of shares of the Company, or to be reckoned in a quorum, for a period of up to five (5) years after the date of the restriction notice.
The reporting levels are based on 5,338,132 shares in issue. |
Market Maker |
| Name | Valartis Bank AG |
| Adress | Sihlstrasse 24, P.O. Box, 8021 Zürich |
| Telephone | +41 43 336 81 11 (General) |
| Telephone | +41 43 336 83 00 (Trading Desk) |
| Fax | +41 43 336 81 00 |
| Email | info@valartis.ch |
| Website | www.valartis.ch |